Clients and regulators demand more from you every year and we know it can be tough to manage. Global markets have become increasingly complex and the rate of change seems exponential. Regulators continue to push for proof of fiduciary and advisory efforts for the fees clients are paying. With these mounting pressures, it has become more time consuming and costly to manage your clients’ assets and grow your business to the level you hoped for. You may be feeling squeezed and possibly not enjoying your career as much as you used to. The Freedom Wealth Alliance Investment Management Platform was built to help support you and achieve the freedom and success you’ve always dreamed of. The FWA Solution The FWA Investment Management Platform has been designed to provide you leverage for your business in a structure that fits your clients’ needs. Free up precious time by partnering with FWA to handle portfolio management, research, trading, communications and compliance so you can focus on building and maintaining client relationships.
Take advantage of the day-to-day research, portfolio management, trading and communication that supports the FWA Managed Portfolios platform.FWA offers several professionally-managed portfolios across multiple investment themes. Each portfolio style is available across the risk spectrum, covering your most aggressive and most conservative clients’ needs.
U.S. Core – Ideal for those clients that can’t stop watching CNBC.
Global Core – Expand your client’s opportunities by investing throughout the world.
Low-Cost ETF – Available for cost-conscious clients.
High Income – Offer higher income generation investing across multiple asset classes.
Dynamic Trend-Based – Tactically adjust risk exposure in rising and falling markets.
Opportunistic Multi-Strategy – Take advantage of multiple investment strategies through tactically-managed, valuation-sensitive global portfolios.
Offer clients a mix of professionally-managed investment solutions across one consistent platform.
Simplify client risk conversations utilizing the FWA risk qualification and categorization process.
Cash management is efficiently monitored, managed and executed by the seamless communication of the FWA portfolio management and admin teams.
Portfolio rebalancing within optimization parameters, not just on a set or high frequency calendar basis. Less unnecessary transactions for the client to deal with.
Set cash or position restrictions based on your client’s needs. Avoid automated selling of your client’s favorite or tax-sensitive positions.
Customize portfolio implementation by blending two model portfolios within a single account (account minimums apply).
Have direct access to the FWA Investment Committee for insights into the markets and FWA-managed portfolios.
Leverage client-approved market and portfolio commentary pieces to provide investment insights to your clients throughout the year.
Effectively integrated with technology across reporting, risk analysis, CRM and client interfaces.
Our financial advisors can partner with the FWA Investment Management team to support larger institutional clients that may need deeper investment insights and custom portfolios to be developed and managed. Members of the Investment Management team can be available for client meetings and custom reporting can be created as needed by the advisor and the client. The Bottom Line We are a boutique firm that offers large firm solutions. We believe in strong partnerships with our advisors because we truly believe this is in the best interest of the clients, advisors and the firm. We welcome you to join us to build a prosperous, successful relationship for years to come. Please schedule your confidential inquiry today.
At the core of a financial advisor’s job is the due diligence, and fiduciary responsibility of managing your client’s financial assets. Advisors are expected to perform this critical activity along with a growing list of other duties being heaped on by regulators and competitive pressures.Problems surrounding Asset Management
Asset management has been the focus of much regulatory scrutiny and fines.
Retail pricing pressures on asset management have increased exponentially
Third party outsourcing has become less practical and more expensive.
Global markets have become increasingly complex, discipline in the investment process is critical
Securities selection, required due diligence, and management of client portfolios take time away from working with your clients, weakening relationships and making your best clients vulnerable to competitors.
Understanding and modifying risk is playing a more critical role to asset allocation and modeling requiring more time, and more tools
Our answer to Your problem
The Freedom Wealth Alliance Investment Committee provides guidance on global markets, geopolitical events, economics and their potential impact on investment portfolios.
Our structure saves you time and money. We do the heavy lifting by building, managing and providing communications to you and your clients, about their model portfolios.
Save time: pre- modeled the 4 distinct themes of money management (40+ to choose from)
Low cost ETF models
Value based models
Flexible risk models that change with market conditions
Specialty models for that client who wants a more custom approach
Save money: Our models are offered to all FWA Advisors at costs significantly less than most national 3rd party mangers offering similar programs.
Less headaches: the DOL, and Fiduciary standard has dramatically increased the required due diligence to substantiate your process is in the best interest of the client. In asset management this means lots of research, cost calculations and documentation to prove you have done the job your clients hired you to do.
Client approved tools and program materials to help you explain the many choices.
How we stack up
FWA Asset Management
Increasingly complex global markets, tough to monitor and make timely investment decisions.
FWA Investment Committee (IC) provides timely communications on global markets and all FWA portfolios. Our advisors also have direct access to the FWA IC for real-time investment insights.
Portfolios often customized client by client are difficult to monitor, providing no leverage of your time.
FWA offers several portfolios across multiple investment styles, with each style available across multiple risk levels.
Investment Due Diligence
May often not be at the level that clients are demanding.
Institutional quality, backed by experienced investors.
Maintaining Client Risk Objectives
Risk objectives often tough to define, may not be effectively managed to.
Structured risk categorization process to pinpoint and manage to your client’s risk tolerance.
Proof needed for fiduciary responsibility on all client investment positions and portfolios.
FWA manages all portfolios to regulatory requirements with oversight by dedicated compliance personnel.
Trading Client Accounts
Can be a time consuming, low value-add responsibility.
FWA handles all trading in FWA portfolios, from tactical portfolio changes to contributions and withdrawals.
May not have integration capabilities across reporting, accounting, CRMs or other software.
State-of-the-art technology with additional flexibility than off-the-shelf solutions
FWA Portfolio Management Pricing
Varies greatly by utilization of third-party managers.
Costs significantly less than similar third-party asset management programs.