Broker Check

Independent But Not Alone

Independent But Not Alone

Setting out as an independent financial advisor may sound enticing. But despite the many pros of making this transition, many advisors fear the financial uncertainty, business operation risks, and the potential loss of clients. (1) These fears are grounded, as independence without the right structure and resources to support you can turn an incredible opportunity into a nightmare.

But what if there was another way? What if you could be independent, doing what you want, when you want, and with whom you want, while also receiving the resources and help you need to thrive? Take a look at these 8 ways we at Freedom Wealth Alliance will stand by you and equip you as an independent financial advisor.

1. Compliance Support

The financial industry is constantly changing, and it may feel impossible to stay on top of the heavy regulatory requirements. Thankfully, we take care of the required compliance duties so you can spend your time with your clients.

2. Reduced Multitasking

It’s a common fact: independent financial advisors wear a lot of hats. Even though it’s out of necessity, you can easily burn yourself out by taking care of the many administrative tasks, managing client accounts, building relationships, and leading your team. Our job is to help you focus on being the best advisor you can be by handling the administrative and back-office work for you. If you came from a wirehouse firm, you are probably familiar with structured workflows and operational processes and wondering how you can create your own to maximize your productivity. We offer workflow tools that ensure complex tasks get completed on time every time with little input from you.

3. Help With Rising Costs

Going independent allows you to retain larger payouts, but the responsibility of running your own business means you face rising costs that can cut into your profit margins. Not only can we help you monetize your business so you reap the financial rewards, but our competitive grid increases your payout the more you grow. At Freedom Wealth Alliance, our size gives us economies of scale and helps offset this burden.

4. Staff Support

Growing your team is an important part of your job and helps you provide even better service to your clients. But the process of hiring and training staff can be frustrating and time-consuming. As part of our 5-step transition plan, we take care of staff training, even for the team you bring over to us.

5. Technology Assistance

Technology changes every day, or so it seems. You have enough on your plate without trying to learn and apply new technology tools to your business. We invest heavily in technology to ensure our cutting-edge tools are designed around your need for maximum efficiency. We help you determine what technology you need and get you all set up to use it so it benefits your business and your life.

6. Branding And Marketing

You can’t have a firm without clients, and you somehow have to get those clients to come to you. We have talented marketers on our team who will prepare and coordinate your marketing efforts so you look professional and approachable and your brand stays top of mind.

7. Selling Your Practice

Do you want to sell your book of business or prune your client list but are worried it’s not worth it? Freedom Wealth Alliance offers unique strategies and platform flexibility that makes your book of business more attractive to the end buyer.

8. Solutions For Growth

Do you find yourself too busy working in the business and not on the business? That’s why we’re here, to put you in control of your business and your life. You get to determine your destiny. You get to reap the rewards of your hard work. Because of the technology and  administrative and marketing support we provide, your time is freed up to grow your business and take advantage of our training and business development programs.

What Are You Waiting For?

Freedom Wealth Alliance was created for you, to help you on the path to becoming an independent financial advisor, to working the way you want to work and growing a business you can be passionate about. If you are ready to launch your independent advisory business and want to benefit from our resources, experience, and expertise, learn more about our firm and its unique advantages by visiting You can also email us at or call Kurt Rozman at 262-798-7979.

About Freedom Wealth Alliance

Freedom Wealth Alliance is a Registered Investment Advisor providing a home and multiple affiliation options for financial advisors seeking business growth and/or succession planning, operational excellence, and turn-key placement. We created this firm to relieve your stress no matter the stage of your firm. We take the burden of running the business off your back, so you can spend your time doing what you do best and love the most. If that means spending more time with clients and prospects, you can. If that means spending more time with your family, just do it. Visit and sign up for a free account to access all the tools and resources we have developed to help you transition to true freedom and business ownership.



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